Securities Act

Results: 34055



#Item
981OTC Markets Group / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Financial economics / Government / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 12, 2015 In the Matter of

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-11 20:10:29
982Securities and Exchange Commission Form 10-Q / OTC Markets Group / Government / Financial regulation / Finance / SEC filings / Securities Exchange Act / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 5, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-05 07:46:41
983United States securities law / Economics / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Form 4 / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / SEC filings / Stock market / Financial economics

SECURITIES & EXCHANGE COMMISSION EDGAR FILING COFFEE HOLDING CO INC Form: 4 Date Filed:

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Source URL: filings.irdirect.net

Language: English - Date: 2015-03-16 17:04:16
984Financial economics / Financial markets / United States Securities and Exchange Commission / Financial system / Business / Consolidated Tape Association / Securities Exchange Act / New York Stock Exchange / Euronext / NYSE Euronext / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMay 5, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch

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Source URL: www.sec.gov

Language: English - Date: 2015-05-05 11:41:18
985United States Securities and Exchange Commission / Government / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities and Exchange Commission / Financial economics / Municipal Securities Rulemaking Board / Security / United States securities law / Financial regulation / 73rd United States Congress

SEC-63 SYSTEM NAME: Tips, Complaints, and Referrals (TCR) Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DCFiles may also be maintained in the Commission’s Regional

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Source URL: edgar.sec.gov

Language: English - Date: 2011-07-21 17:41:07
986Economy of the United States / Financial regulation / Securities Exchange Act / United States / U.S. Securities and Exchange Commission / NASDAQ / SEC filing / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 23, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-04-23 19:18:38
987United States Securities and Exchange Commission / Corporate finance / Crowd funding / Accredited investor / Regulation D / Securities offering / Securities Act / Hedge fund / Financial economics / Investment / Finance

Updated May 11, States and D.C. Have Intrastate Securities Exemptions That Allow Equity Crowdfunding By David M. Freedman (author profile below) In 17 U.S. states and the District of Columbia, non-accredited inv

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Source URL: www.freedman-chicago.com

Language: English - Date: 2015-05-11 12:44:02
988Financial regulation / 73rd United States Congress / Investment / Finance / Accredited investor / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Securities Exchange Act / United States Securities and Exchange Commission / Financial economics / United States securities law

Proposed Rule: Net Worth Standard for Accredited Investors

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Source URL: edgar.sec.gov

Language: English - Date: 2011-01-25 13:21:38
989Business / Economic bubbles / Banking / Finance / Financial crises / Financial regulation / Central Bank of Ireland / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Economics / Systemic risk / Financial economics

2013 Central Bank of Ireland Conference Effective Banking and Securities Regulation Conference 1

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Source URL: www.centralbank.ie

Language: English - Date: 2015-02-04 14:08:23
990Postal Regulatory Commission / United States / Securities Act / Internal Revenue Service / Government procurement in the United States / Financial regulation / Government / United States securities law / SEC filings / United States Postal Service

Microsoft WordCOO appointment Item 5 02(c) 8-K.doc

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Source URL: about.usps.com

Language: English - Date: 2015-02-04 14:38:51
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